Details
- Competitive salary
- Geneva < Geneve < Switzerland
- Contract, Full time
- Finders SA
- 31 Jan 14
Client
Our client is a leading global financial services company, with a busy Geneva office, doing business in more than 100 countries, providing consumers, corporationsand institutions with a broad range of financial products and services, including credit, corporate and investment banking, securities brokerage, and wealth management. Despite its size, this global bank offers a lot of autonomy in a relatively flat hierarchy and a great career path on offer for a dynamic high-flyer.
Position
Act as primary Compliance advisor in this VP level role for Investments for the private bank's European Compliance department,primarily coveringInvestment compliance disciplines including the compliance oversight and support of the Investments organization in Switzerland: Investment Counsellors, Equity and Fixed Income trading desks.Compliance Subject Matter Expert on RDIP, Suitability and OWS. Liaison with relevant Business Units , Front Office, the rest of Compliance and Audit Units.
Profile
- Minimum 5 years' experience in an investments compliance function within private banking
- Knowledge of all Swiss Investment laws and regulations and cross border rules
- Familiarity withEU and US Investment regulations
- Strong communication skills and able to influence the relevant stakeholders
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